SOC I and II (Type I and II)

Service Organization Control (SOC) I and II are often misunderstood engagements and pose implementation difficulties. There are several challenges to consider when performing a SOC engagement. This course addresses fundamentals and provides real exercises on how to ensure the standards are met. Aimed at both financial and IT staff, this course focuses on the mechanics of adhering to both SOC I and II requirements.

Learning Objectives

This course covers:

  • Planning and performing the engagement
  • Internal control (e.g. COSO)
  • Form and content
  • Challenges including timing, number of customers depending on the report, Type I versus Type II and first year of implementation
  • Reporting requirements

Related Courses

  • Avoiding Problems in Conducting Single Audits
  • Compliance with the Yellow Book
  • Comprehensive Update of GAAS -- 1 Day
  • Field(s) of Study


    Course Length

    1 day

    Course Level



    Heyman, Jack

    CPE Hours


    Group Cost

    Questions? or 703.684.6931, ext. 303.